Blogging Borgmann: TCCL Chapter 7, “The Scope of Scientific Explanation”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

At this point in our exploration of the relationship between modern science and technology, what can we say with confidence? First, that modern science shows us that the world exists in a large matrix of possible states of affairs. The space of these possibilities is defined by the world’s initial conditions: given some physical state of affairs in the past, our world is one of its possible subsequent states. Technology can then be seen to “[reflect] a determination to act transformatively on these possibilities” (27). In other words, science tells us what’s physically possible and through technology we decide to act on them in order to change the world. In these roles, both science and technology share a problem: there is no principled way, using only their own resources, to decide what to explain or what to transform.

To illustrate this, we can return to our example of winemaking. Modern science makes the process of fermentation more and more perspicuous, more clear to our understanding. With that clarity we can see which parts of winemaking are laborious, which chemicals lead to bad taste, and even how harmful byproducts might be introduced. This knowledge opens the door to a technological intervention—we might, for example, choose to use tools which speed up the fermentation process or which reduce harmful byproducts. But where should we draw the line in modifying the traditional process? At what point does technologically optimized wine stop becoming wine?

Borgmann says that the general public, though it has limited understanding of science and of the details of technological transformation, intuitively grasps at least what we have been saying so far: science illuminates possibilities of dealing with the world, and through technology we make them actual. But some people go further and argue that modern science in its explanatory slide has actually ushered in a new worldview. Those who agree with this claim differ in whether it’s a good or bad thing, but Borgmann wants to call the premise into question. There are three arguments he sees for this thesis that science itself has ushered in a new worldview:

  1. Science was in historical fact a liberating event (from superstition to true understanding, etc…), therefore it has delivered a new and concrete way of engaging with the world.
  2. Scientists are held to unparalleled standards of correctness and achievement, therefore what is active is a new worldview.
  3. The chaos in our world comes from a failure to follow scientific ideals through completely, therefore science must embody a distinct worldview.

Of the three arguments, he only considers the first (which he considers to be the strongest) in detail. It is true that as scientific theories advance, real and well-documented clashes occur. When these clashes are against the powers of the day, the clash is seen as a revolution and science is typically on the side of liberation. But, as Borgmann points out, science in this role is always a liberation from, not a liberation for. What he means is that by casting sufficient doubt on established ideas, science can provide incentive to revolt, but it can never produce a substantive framework of its own, out of its own resources.

Here Borgmann draws upon the idea of deictic resources (world-articulation, rather than world-explanation): “Withdrawal of scientific endorsement forces a worldview back to its deictic resources” (29). If that worldview has no deictic resources, it may very well perish (as we have seen with alchemy). But strongly deictic disciplines such as poetry and art do not, predictably, disappear with the advance of science, since they are not in the business of world-explanation. For this reason Borgmann declares the scuffle between science and theology to be pointless—science is not satisfyingly deictic enough to warrant the discarding of theology, which can provide concrete orientation for our lives.

The main point is that science as a sociological phenomenon cannot guide us from within its own center (i.e., its laws and theories), but must lean upon external resources for leadership. That doesn’t mean, however, that science cannot rise in power without those guiding resources. And this approach, like a car with the driver asleep at the wheel, can have disastrous consequences. We might engage technology as the inevitable outgrowth of a science that sees reality as an infinite manifold of pure, moldable substance, begging us to transform it. Borgmann is not quite so pessimistic, however, and reminds us that it is possible to distinguish the scientific method (i.e., the heart of science’s laws and theories) from the worldview just expressed. This enables us to separate science from technology and find a place for science without viewing technology as necessarily having the same privileged status (a status which flows from true explanation). Science is a necessary precursor to a technological age, but it is not a sufficient condition for it.

How then can we explicate technology if not as a necessary consequence of science? Borgmann believes we need to begin by looking at the fundamental pattern of technology. We will do that when we transition to Part 2, which begins with the next chapter, “The Promise of Technology”.

Blogging Borgmann: TCCL Chapter 6, “The Scope of Scientific Explanation”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

In this chapter we examine how far the validity of scientific explanation (the style of explanation called deductive-nomological) extends. Can there be any objections to the claim that scientific explanation is the proper mode of explanation for every question? Borgmann discusses such objections to both the necessity and sufficiency of scientific explanation.

Borgmann sees the objection to necessity (i.e., the objection which says scientific explanation is not necessary for true explanation) as relatively weak. The argument he offers for this view is that historians give valid explanations of unique events. They don’t try to reduce the cause of WWI to basic scientific principles, but that doesn’t mean answers referring to the Ottoman Empire are somehow invalid. This is true, Borgmann says, but not a good argument, since the core of scientific explanation is subsumption under a lawful pattern. Presumably, if pushed, the historian would also explain the actions of states and individuals with reference to laws of human behavior or politics. Thus this objection is not in principle an objection to scientific explanation, only (at most) to the cogency of trying to reduce complex historical data to physics (a task I agree is fruitless).

Three objections to sufficiency (i.e., objections which says scientific explanation is not, in every case, enough to provide true explanation on its own) are given more weight. First, it has already been noted by Carl Hempel (a philosopher of science) that scientific explanation gives an answer to a why-question, but not to a request to explain a concrete thing or event. “Explain the Northern Lights” is simply not a sensible thing to say in the deductive-nomological framework (it is questions like “Why are the northern lights such-and-such a color?” that are countenanced by the framework). So it seems we may have explanatory desires that outstrip the power of scientific explanation. Borgmann calls explanations of these questions deictic: they satisfy our desire to know things themselves in their cosmological/ontological setting, not just why things have certain features or behave in certain ways given their ontological settings (in Chapter 5, Borgmann introduced the term apodeictic to describe this latter kind of explanation).

Second, Borgmann points out that any explanandum (any thing to be explained) exists in a nexus of a complex causal network. So “it is clear that when an explanation disregards that aspect of the event that is of concern to me, it fails to satisfy my need to understand” (23). What he is pointing out is that a given event can be subsumed under a great many laws and generate a great many simultaneously-valid explanations. Borgmann gives the example of observing a hawk sitting on a post watching a squirrel. Soon, the hawk leaves. If we ask, “why was the hawk sitting 5 feet from the squirrel?” we can give an answer based on geometry (utilizing the Pythagorean theorem and the height of the post) or based on ecology and the laws of animal behavior (saying, for example, “perhaps the hawk wasn’t hungry”). Scientific explanation itself does not tell us which one of these explanations is useful, suitable, or desirable. Thus there is always a (non-scientific) element of selective judgment in choosing the appropriate kind of explanation.

Third, Borgmann points out that science has not been able to successfully explain itself, on three levels. There is no scientific explanation of (a) how scientific laws are discovered, (b) how problems get stated clearly enough to be explained scientifically, and (c) how science makes actual progress in our understanding of the world. Clearly, each of these is a question eminently worthy of explanation, and explanations have been proposed, but none with a deductive-nomological character.

Borgmann draws an interesting connection between “progress” in science and the concept of deictic explanation. Progress in modern science is marked by “improvements in the scope, precision, and consistency of [its] laws” (23). The dramatic increase in precision sets modern science apart from its ancient counterparts. Aristotle’s laws, for example, had deductive-nomological character, while at the same time articulating a single, comprehensive vision of the world, encompassing (even) ethics and metaphysics. Borgmann claims that the sharpening of scientific precision causes it to increasingly divest itself of deictic power, choosing “world-explanation” over “world-articulation”.

That the deictic power of the sciences has waned is not a failure in general. Deictic disciplines still exist: “Art has always been the supreme deictic discourse” (26), and at times philosophy, religion, or politics. But in our modern society, it is not artists or philosophers who are called on in a crisis. Thus if the character of modern scientific explanation fails to provide the “orientation” needed for real political action, a worrying gap can be seen between apodeictic science and our deictic heritage.

Borgmann does not make explicit at this point where technology fits into this picture. I take it, however, that it is of paramount importance, since technology, viewed as the concrete outworking of a tacitly-assumed scientific worldview, is often heralded as a vehicle for human political/social progress. We therefore need an explanation of technology which sheds light on the “gap” mentioned above. In other words, we must not assume that a scientific explanation of technology will be satisfying or even forthcoming. Borgmann wants to propose instead what he calls a “paradigmatic” explanation of technology (wherein technology’s essence is explained by looking at the typical or paradigmatic pattern of technology). We’ll begin that discussion when we look at Chapter 7, “Science & Technology”.

Blogging Borgmann: TCCL Chapter 5, “Scientific Explanation”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

Chapter 5 of TCCL is concerned with the validity of scientific explanation. Borgmann contrasts this with the scope of scientific explanation, which will be discussed in the next chapter. The example which runs throughout the chapter is the process of grape juice turning into wine. It’s a great example for discussing scientific explanation since it exemplifies the power of it (how it unlocks an understanding of the chemical and microbiological processes underlying fermentation) in the context of something paradigmatically cultural or taste-oriented.

How does grape juice turn into wine? It has commonly been known for quite some time that the combination of yeast and a sugar solution results in alcohol, but fermentation as a chemical formula was first described in 1810 by Guy-Lussac: C6H12O6 = 2C2H5OH + 2CO2. These symbols exhibit one important aspect of the drive to scientific explanation: it begins by asking questions and naming the subdivisions of entities. Yeast isn’t just yeast—there are many kinds. Likewise with alcohol. So the formula “yeast + sugar = alcohol” is too simple. The formula is also open to the obvious question of how the process takes place! Do yeasts turn sugar into alcohol by ingesting it or by some kind of mechanical manipulation? With the advent of the microscope, we cannot refuse scientific experimentation’s invitation to “look and see”—and when we do, we find answers to our questions (along with new questions and puzzles). Proof of the power of asking questions lies in the fact that we do not typically refer to Dionysius or the principle of spontaneous change when asked about grape juice turning into wine, as the ancients did. We are familiar enough with scientific explanation to assume that there must be one for this process.

The big picture of scientific explanation is an inexorable slide from larger observations and laws to more fine-grained ones. Scientific explanation is essentially the systematization of the child’s endlessly asking “Why?” And unlike most adults, reality does not respond with “Just because! Now stop asking questions.” There is always, of course, a “floor” to the questions we can ask, a place where we must say “we don’t know” and live, at least for a time, with mystery. But importantly, there is no reason to assume that that floor is immovable, or not subject to further “whys”. This is essentially an argument for scientific realism, the position that the explanatory slide is taking us on a journey through levels of reality.

Scientific realism isn’t the only perspective one can take in the philosophy of science; scientific instrumentalists, for example, point out the striking differences in language and explanatory level between the experience of fermentation (seeing and smelling a frothy wine must) and the descriptions of nuclear physics (where the process we call “fermentation” is so far above the level of quarks and nuons as to disappear completely). Instrumentalists thus want to draw a line between the tangible world and reductionistic, “abstract” science. Borgmann comes down solidly on the side of scientific realism (albeit with strong criticism waiting in the wings). He doesn’t think it’s possible for the instrumentalists to draw a principled line between “experiential reality” and “abstract science”. The language can certainly be strikingly different, and bodily experiencing fermentation is certainly nothing like reading up on nuclear physics, but this doesn’t mean that there isn’t an underlying reality insightfully explored by the latter. Nor is it an argument against the validity of scientific explanation that there are some things it hasn’t explained. The undeniable trend is that explanatory challenges (when clearly defined) are progressively met within the scientific paradigm.

In practice, the modern world is not instrumentalist; it does see pretty much everything as existing within the purview of scientific explanation. But Borgmann wants to draw a sharp distinction between the validity of scientific explanation (whether and how we should accept scientific reasoning) and its scope (the questions with which we can be confident the validity holds). So far we’ve been setting the groundwork for an argument for the validity; scope will be discussed in Chapter 6.

The time has come to define our terms more precisely. What is scientific explanation in the first place? It begins with the observation that our world is lawfully ordered, and our reality intelligible. One such intelligible regularity is must (a yeast + grape juice solution) turning to wine. That the regularity holds is an observation; it is explained when we can see it as one instance of a general law. Thus a scientific explanation of phenomenon X consists in showing how X regularly occurs according to law Y in context Z. Then we can say that X is subsumed under Y. Intuitively, this gives insight about the particular instances of X we find in the world.

This kind of explanation is called deductive nomological explanation, where the explanation consists in a logical argument flowing from lawlike premises combined with the observation at hand, to produce a conclusion. The premises are called the explanans (the bits which do the explaining), and the conclusion is called the explanandum (the observation to be explained). Interestingly, on this view, when we want to explain phenomenon X, we treat X as the conclusion of an argument, and are committed to finding true premises which lead to X. Borgmann calls these kind of explanations apodeictic explanations, since they have the force of logic. If they are clearly stated, it is easy to assess their logical validity, and if valid, they stand as solid explanations of a given phenomenon.

Deductive nomological explanation, formalized in this way, seems far removed from our normal sense of “explanation”, but Borgmann claims the opposite: “To understand a particular event in seeing it within the framework of regularities is the common and pervasive way in which humans orient themselves in their world” (22). Sowing seeds is an activity based on experiencing the regularity of plant growth, eating food relies on our belief in its regular restorative abilities, and so on. “Grape juice turns to wine in the presence of yeast and given other conditions” is precisely a deductive nomological explanation. Thus science is merely the (admittedly radical) sharpening of the kind of thinking which humans have used since the dawn of the species.

Analyzing reality with increasing precision is the particular hallmark of “modern” science, which, with the precision narrowing to the suboptical, grows increasingly removed from everyday experience. These differences can be put succinctly:

The Everyday World The Matrix of Scientific Knowledge
Opacity
We see things in their externalities, not essences.
vs. Perspicuity
Nature’s inner workings become clear
Molar
We see things on a scale tuned to human perception.
vs. Microscopic
Explanations refer to entities below the level of human perception.
Diversity
The world around us is rich in variety, no two things appear identical.
vs. Sameness
Millions of animal species, but only ~115 elements in the periodic table.

Despite the tendency of science to reductionism, it should be made clear that what science discloses to us is a rich, highly connected network of systems that make up our world: geological, biological, and ecological systems all interact in a way that highlights the interconnectedness of reality. As Borgmann puts it, “This is the explanatory power of science: it explains everything more precisely and more generally than any prior mode of explanation” (22).

It should follow, then, that science can provide a precise explanation of technology. But this has not been done. Is such an explanation forthcoming? To answer that question, we must first decide whether such an explanation is in principle possible. We saw how with questions about the natural world there is every reason to think explanations are always possible in principle. But the question of technology may be fundamentally different, and we cannot assume that the scope of scientific explanation covers every conceivable question. The next chapter will deal with this issue, and spend time adding nuance to the view of science so far espoused.

Relay: Is Technology Destroying Jobs?

From the “philosophy of technology not-so-deeply discussed” file comes this article from TechCrunch. It’s nice to see some of the ironic nature of technology considered:

Many of us take for granted that technology is the brightest spot in the economy, where most of the innovation and job creation occurs. But if you look more broadly at the impact of technology across every industry, it doesn’t look so great. Technology makes businesses more efficient, often by eliminating the need for repetitive tasks and the workers who do them. We are not replacing those jobs with enough new, higher-skilled ones to make up for the loss.

This, of course, has been happening for a long time, though the author makes the analogy to the workhorse rather than the industrial-age citizen:

Is the U.S. worker in the same position today as the workhorse was 100 years ago when it was replaced by another technology: the engine (first steam, and then internal combustion). Peak employment for horses was in 1901, there were 3.25 million working horses in the England. Those jobs went away with the introduction of machinery, tractors, cars, and trucks.

Another great quote, very relevant to the recent Borgmann blogs I have been writing:

But wait a second, says [Erik] Brynjollffson. His central argument, which he puts forth in Race Against the Machine, a book he co-authored with Andrew McAfee, is that it is not people versus machines. It is people with machines. Technology is just a tool that lets us be even more productive.

The problem is that not enough people know how to use the new tools of the Internet, mobile, and cloud computing. The workforce as a whole does not have the right mix of skills. Hence tech companies can’t hire enough engineers while the rest of the economy suffers from perpetual unemployment.

What a brilliant example of the instrumentalist view of technology! The problem doesn’t have anything to do with technology per se, says Brynjollffson—we simply haven’t adapted as a human race to the kinds of jobs and experiences that await in a thoroughly technological society. This is of course a valid point, but isn’t it more reasonable to ask what human flourishing consists in before capitulating to a technological paradigm? It seems to me we should be asking whether a technological society fulfills (as Borgmann put it in the last chapter I blogged about) our deepest aspirations, and only then decide how thoroughly technologized to become.

Blogging Borgmann: TCCL Chapter 4, “Scientific Theory”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

In this chapter we begin to look at the relationship of science and technology, by initiating an inquiry into the nature of science. Borgmann spends much of this brief chapter painting a rough picture of what people say and think about science. This outline of popular sentiment is important since much of Borgmann’s work is devoted to critically examining common worldviews: “The entire exercise will of course be pointless if no attempt is made to expose today’s normal world citizenship to criticism, to expose its inconsistencies and liabilities, and strengthen its proudest aspirations” (17).

Any theory of technology must deal with science since it is crucially dependent on science; without that aspect of human history, the technological paradigm would not exist. Technology can also in some sense be thought of as being in competition with science: science sets the standard of explanation in our time, and Borgmann’s theory of technology may fall under a different standard. (As we will see in later chapters, what exactly a “scientific” explanation even consists of is a problematic question).

From the perspective of some kind of sociological intuition, it can be presupposed that people today generally try to give what they consider scientific explanations rather than looking to the wrath of God or flying dragons to explain phenomena. Does this fit with empirical sociological data? Unfortunately, surveys which obtain this data accurately are hard to formulate and/or find. Borgmann’s view is that there is no “clear and common notion” of science, either in the public or in the scientific community. (Anecdotally, my experience is that the philosophy of science (the field which looks at the grounding claims of scientific reasoning and principles) is more or less unknown to scientists as well as non-scientists).

Empirically, we can say a few things:

  • The public’s command of scientific facts is extremely minimal (i.e., science is an external authority; the actual knowledge is not owned by people themselves).
  • People generally think highly of science.
  • People respect and trust science more the more they are acquainted with it. (Implying that it proves satisfying in some regard, in some context).
  • One study suggests that people take a “scientific” view when they’re in command of their situation, and resort to religion for explanations when there are no available scientific ones.

Facts like these help to address a question which is of primary importance: with what degree of insight does the average citizen of modern technological society apprehend their world? In other words, how deep, nuanced, and structured are people’s worldviews in general? If it turns out that most people have a thin and undifferentiated veneer of “science” slathered on top of not much else, then there is ample room for a critique of modern culture (and its uncritical appropriation of the device paradigm) on that basis.

In order to dive into the confusion Borgmann claims most people have about science, he wants to initially divide the term into three senses (which normally are not distinguished):

  1. Science as a human, social enterprise
  2. Science as a body of established laws and theories
  3. Science in its applied form

These three sciences have vastly different features and descriptions. Science as a social enterprise is subject to all the vagaries of any such enterprise: ambition, heroism, treachery, jealousy, diligence, etc… In other words, in this sense science is no more privileged than business or politics or religion, as their practitioners will all exhibit similar classes of moral behavior.

Science as a body of established laws and theories, on the other hand, has a valid claim to objectivity. The content of a theory is independent of its human origin, and can be proved or disproved in the same way. How scientific laws are used doesn’t change their fundamental essence: they properly attempt only to describe nature. As Borgmann says, “It makes no difference to the validity of a scientific law whether it has been discovered by a Jesuit or a Communist and whether it is applied to kill or to cure” (17). (Of course, which theories gain funding and support is emphatically not an objective fact).

It’s this aspect of science that Borgmann wants to distinguish sharply from technology, and we’ll spend more time looking at it in future chapters. In particular, under the supposedly objective nature of scientific laws, there lurk deep philosophical problems not faced by the everyday proponent of a “scientific” worldview. Do all scientific theories have an equal claim to cogency and objectivity? What standard of explanation is relevant when comparing them?

Science in its applied form is most akin to what we mean by technology. It arises as a possibility from scientific laws, and both draws energy from and feeds energy into science as a social project. Borgmann is not sure that technology is merely applied science, however, and this will become clear in future chapters.

In Chapter 5, we will look at the topic of scientific explanation: how a given theory can be said to be explanatory, and what principles are proposed for distinguishing competing theories which all seem to have some claim to validity.

Blogging Borgmann: TCCL Chapter 3, “The Choice of a Theory”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

In this chapter, Borgmann is concerned to shore up the validity of the distinction between the substantive, instrumental, and pluralist views of technology. These distinctions carve up the possible theoretical space in a certain way, and Borgmann concedes that any such classification is going to suppress some aspects of reality and highlight others. We therefore need to be mindful of this in selecting a space within which to develop a theory of technology, and it’s open to anyone to ask whether Borgmann’s categorization is the best, or even a good, one.

What Borgmann gives us in Chapter 3 is essentially a case study: he examines a different classification of ideas about technology, namely that of Carl Mitcham. In comparing the features of Mitcham’s distinctions and their fruitfulness for providing an appropriate arena for asking and answering questions about technology, Borgmann is trying to convince us that we should stick with his picture. He does this with a measure of humility; he does not critique Mitcham’s classification (in fact much of the chapter praises it) so much as point out where it leaves residual areas of potential confusion.

Mitcham makes the same basic distinction Borgmann did, between the narrow sense of technology as engineering science and the broad sense of it in all its interfaces with society. The subsequent challenge Mitcham takes up is to address whether technology may be thought of as an “all-pervasive approach” to human affairs. (In other words, technology is one instance of a more inclusive phenomenon). He rejects this “radical” thesis, deciding that technology is rather “the human making and using of material artifacts in all forms and aspects” (13). (Here Borgmann says as an aside that the above challenge is the basis of his introduction of the distinction between the substantive and instrumental views). That technology is a “making” implies that it is not a “doing” in the Aristotelian sense (where human “doing” encompasses political, moral, and religious action), though Borgmann questions whether this distinction is even valid in modern society, given that “making” has so eclipsed “doing” in general.

Mitcham sees three major dimensions of technology: the subjective (or material, i.e., pertaining to the actual substances and methods of technology), the functional (or structural, i.e., the essential aspects of technology), and the social (or historical, i.e., technology as a social, historical enterprise). For Mitcham the functional dimension is the one we least understand, and he further subdivides it into technology-as-knowledge, technology-as-process, and technology-as-product. These correspond to three canonical philosophical entities: thoughts, activities, and objects, respectively. These distinctions in hand, Mitcham tries to address deeper questions of the essence of technology, and finds that he needs a fourth aspect (technology-as-volition, i.e., technology with respect to our will about ourselves and the world) in order to address the supreme question of whether technology fits our deepest aspirations or not. In Borgmann’s words, this question can be paraphrased by the possible answers to it: “Is technology a powerful instrument in the service of our values, a force in its own right that threatens our essential welfare, or is there perhaps no clear problem of technology at all, merely an interplay of numerous & variable tendencies?” (15)

For Borgmann, Mitcham’s multi-tiered classification of technology obscures as much as it illuminates, and he thinks the core questions are addressed better by the substantive/instrumental/pluralist distinctions. These distinctions form a set of competing tensions—no one viewpoint can be correct, he says, because modern technology is too complex. Within their defining boundaries, then, what can we discern as the fundamental pattern of technology? That is the task at hand. One major obstacle in pursuing this task is the lack of a “principled understanding of science.” Science and technology are usually thought of in the same vein (or as essentially identical approaches to knowledge and action, respectively), but Borgmann claims this is a fatally misleading assumption, and will spend the next few chapters discussing the relationship between these two concepts.

Relay: The Divided Brain

I felt compelled to break into the normal Blogging Borgmann schedule to share this wonderful video from the RSA (who puts on some amazing talks and sometimes has them animated in creative ways). It communicates a new perspective (from psychiatrist Iain McGilchrist) on the meaning of the left/right hemisphere division in the brain. As someone who is slowly recovering in life from the left-brain myopia McGilchrist describes, while trying to retain a (more integrated) view of what my intense focus and categorization of reality have to offer, I found this video very resonant.

In particular, I hope ideas like this allow for greater freedom for the right-brained people who tend to get lost or squashed in the system as it has historically evolved. And I hope that recovering left-brain myopians like myself can recognize the beauty and life available outside of our frameworks, especially when it comes to the people who just don’t make sense to us. But enough of me; watch the video, and let me know your reactions!

Blogging Borgmann: TCCL Chapter 2, “Theories of Technology”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

Chapter 2 of TCCL consists of an overview of several existing theories of technology that Borgmann wants to use as partners in dialogue, in the process of constructing his own theory. The pre-theoretic, simplistic view of technology is pragmatic: science and technology have proven their validity and usefulness through the effective solutions they boast to real problems. Since it is obvious that technology has indeed solved such problems, any more nuanced theory will have to be presented with the utmost precision and care. (Here I think Borgmann is justifying the level of detail he will be going into in this section of the book).

In the simplistic “default” view, technology is basically “applied science and engineering” (8). By this Borgmann is saying people generally think of technology merely as what happens when scientists and engineers do work in the world. He claims this leaves technology too narrowly defined: there is no room for fruitful inquiry into technology’s deeper essence if it is defined purely functionally. So a real theory of technology would offer a more engaging perspective.

Borgmann sees three broad approaches to developing a theory of technology:

  1. The substantive approach. On this view, technology is a force in its own right. It isn’t understood as a personal force, but just something which is not reducible to other principles. In other words, it’s a basic element of modern existence, rather than something which is explained by reference to other elements. As a matter of practice, most substantivists tend to portray this force as negative (and so are called anti-technologist or Luddite).

    While Borgmann lauds the simplicity of this view (technology simply is) and the fact that technology as a basic force is seen to have its own characteristic essence, he thinks substantivists do not adequately meet the challenges posed by the apparent success of technology in meeting the world’s problems. Stridently declaring technology evil does not deliver the requisite insight!

  2. The instrumentalist approach. This is perhaps the most common theoretical position; it sees technological devices as the evolution of the simple tools humans have been using since the dawn of our species—there is fundamentally no difference between a hammer and a computer. On this approach, Borgmann notes that the primary question concerning technology becomes: what ends are these tools used for?

    This division between ends and means finds a congenial home in our liberal democracy (by which Borgmann means this kind of democracy), wherein “it is the task of the state to provide means for the good life but … to leave to private efforts the establishment and pursuit of ultimate values” (10). In other words, the state is free to make available any kind of technological development, but not to say what kinds of ends are appropriate for their use.

    Borgmann admits that instrumentalism is on one hand true (technological devices and tools are indeed analogically related, and the distinction between ends and means is indeed a real part of our current experience), but claims it misses several important points. The first is that the distinction between ends and means itself is a novel thing which did not exist in pre-technological society. Secondly, technological “ends” consistently find their realization in supporting a ruling elite and exploiting the poor, which suggests there is something more complicated going on than the use of tools.

  3. The pluralist approach. Borgmann defines this perspective rather vaguely (in my opinion), describing it basically as the position that there can be no comprehensive approach to technology; at the end of the day, all we have are anecdotes about society’s engagement with machines, and there is no discernible underlying pattern. While this approach can (technically speaking) handle every observed fact or situation, Borgmann claims it does so at the cost of failing the test of reality: technology does have a character which runs through all the instances of its use, and it moreover has a real effect on the world. As he says, “in modern technology the face of the earth is transformed in a radically novel way” (11)—I leave it to the reader to imagine all the ways the earth has been literally transformed by machines.

After this brief review, Borgmann describes the kind of theory of technology he wants to build in TCCL. It should make bold and radical claims, it should explicate the character of technology (i.e., make it easier to observe and understand), it should on one hand reflect common-sense intuitions while on the other hand avoid superficiality, and finally it should emerge from an observation of actual events and situations (i.e., it should have empirical grounding).

As we move into the next chapters, Borgmann will lay out the ground rules for developing and substantiating such a theory. For example, we’ll engage in some philosophy of science (“What is a theory, and what makes a theory good?”). We’ll also look at the relationship between technology and science—is it as close as we normally assume? We’ll begin to explore that question in Chapter 3.

Blogging Borgmann: TCCL Chapter 1, “Technology and Theory”

Note: This entry is part of a series where I am blogging chapter-by-chapter through the book Technology and the Character of Contemporary Life (TCCL) by Albert Borgmann. If you’re new, you may want to start at the Overview.

In the first chapter of TCCL, Borgmann makes it clear that we need a theory of technology, not just an understanding of the practices involved in it. He says moreover that this study is going to be “philosophical”, especially in the sense of prompting “considerations of a radical and reflective sort” (7). (This was certainly my experience in reading the book). The reason we need a theory is that problems in technological societies such as ours are often seen to be extrinsic to technology. People claim that “they stem … from political indecision, social injustice, or environmental constraints” (3). According to Borgmann, this is a mistaken view. There is in fact a definite pattern to the fabric of our technologically-driven lives which elucidates the “hopes, confusions, and frustrations of the modern period” (3)—and it is intrinsically tied up with technology.

(Philosophers have historically fared no better than others in discerning this pattern because, Borgmann suggests, they often overlook the everyday foreground of our lives; and it is precisely here where the paradigmatic pattern of technology dominates.)

We need a theory of technology, and much of the book will be devoted to delivering one. So let’s begin. What is technology? It is, in sum, the dominant characteristic approach to reality in the modern world. It is seen most concretely in “devices” (TVs, cars, etc…), and showing how such devices are paradigmatic of technology is a major aim of the book.

We can give one initial example of a device: a stereo set. The reason a stereo set exists is obvious: its goal is to provide music. Of course, people who gather with instruments and play bluegrass also provide music, but a stereo set provides music (a) at any time, and (b) of any kind. A stereo set, within the boundaries of its technology, is infinitely more versatile than a group of humans with instruments, but this comes at the cost of extreme abstractness (the form of the stereo set has nothing to do with the kind of music it provides, whereas the shape and material of a fiddle has everything to do with it) and concealment (the inner workings of a stereo set are an inscrutable collection of microchips and small electronics hidden behind a plastic veil). These two features, abstractness and concealment, will be major themes in elucidating the device paradigm.

Differences like these between live musicians (pre-technologically the only way to procure music) and a stereo set flag important questions of the gains and losses of the technological approach, which will continue to provide an interesting arena for discussion.

Apart from establishing the device paradigm as a good theory of technology, the other main aim of TCCL is to discuss “focal things and practices”, in order to understand the fatal flaw in present technological rule (this is where we can see the philosophy becoming truly radical, in the sense of calling accepted sensibilities into question). What are focal things and practices? In short, they are things/practices that “center and illuminate our lives” (4). As Borgmann says, “Music certainly has that power if it is alive as a regular and skillful engagement of body and mind and if it graces us in a full and final way” (4).

A core critique of modern society, for Borgmann, is that it fundamentally lacks appreciation for the centrality of focal concerns, not to mention the tendency for technology to diminish them. (This is true even among philosophers and sociologists who study the modern era). It’s a testament to the cogency of the book, then, that this techno-junkie found deep insight in Borgmann’s claims that the device paradigm is inherently arrayed against focal concerns. But we’ve finished with chapter 1. See you next time for chapter 2, “Theories of Technology”!

PS: Some evidence that some part of Borgmann’s theory of technology resonates with technologists’ understanding of it can be found in this interesting post by Jean-Baptiste Queru on the complexity of a simple task like visiting a web page. A relevant quote which emphasizes the ‘concealment’ aspect (and the corresponding inability for most of us to diagnose and fix technological problems):

Once you start to understand how [our] modern devices work and how they’re created, it’s impossible to not be dizzy about the depth of everything that’s involved, and to not be in awe about the fact that they work at all, when Murphy’s law says that they simply shouldn’t possibly work.

For non-technologists, this is all a black box. That is a great success of technology: all those layers of complexity are entirely hidden and people can use them without even knowing that they exist at all. That is the reason why many people can find computers so frustrating to use: there are so many things that can possibly go wrong that some of them inevitably will, but the complexity goes so deep that it’s impossible for most users to be able to do anything about any error.

M.Phil.

After nearly two years of lectures, seminars, tutorials, assignments, papers, exams, and a thesis, I’m done with my MPhil in Linguistics at Oxford! (I technically won’t know whether I passed for another week or so, but since I’m confident I did my best on everything, it doesn’t matter to me much what happens at this point—let’s stick a fork in it and call it done.)

It’s been a long and oftentimes hard journey, but full of reward. After leaving my last exam today (it felt somehow appropriate that it was on the history of the Greek language), it was sweet indeed to meet my wife and stroll through the old streets of Oxford—streets which in many ways feel like old friends, especially now that the ominousness of final exams has been banished from every shadow. I will be sad to say goodbye to them and to all the other special bits of this wonderful town, a town which has meant something to me in various ways since I was a small boy. So here’s to following a dream, to finishing strong, and to letting go when the time comes to move on! (And to a great rest of the Summer in Oxford…)

Cheers!